Preparing for Excellence in External Quality Assessment

Learning Outcomes

Upon completion, participants will be able to:

• Apply key provisions of the GIAS to strengthen internal audit practices
• Understand the rationale behind the new mandatory topical requirements and to embed these in existing practices around work programmes etc.
• Design and implement effective Quality Assessment & Improvement Programmes
• Navigate the EQA process strategically, from provider selection to final report
• Identify and address common EQA findings before they occur
• Evaluate current audit function maturity and prioritize improvement initiatives
• Utilize technology tools, including AI applications, to enhance audit quality and efficiency

Key Topics Covered

Standards Mastery

• Critical updates in GIAS / UK Code etc. requirements for audit strategy, assurance co-ordination, planning, and engagement execution
• Enhanced ethics and professionalism expectations – what do the courage and scepticism requirements really mean?
• Documentation standards that satisfy EQA requirements

EQA Excellence

• Understanding EQA methodology and assessor perspectives
• Strategic approaches to EQA provider selection and engagement
• Common pitfalls and how to avoid them

Quality Programme Design

• Building robust QAIP frameworks
• Continuous monitoring and improvement processes that are built into ordinary processes
• Self-assessment techniques and validation methods

Technology Integration

• Practical applications of automation in the audit processes (which itself is an expectation),
• Quality monitoring approaches, tools and metrics
• Documentation and evidence management systems

Course Benefits

• Reduce EQA anxiety through thorough preparation and understanding
• Help to strengthen audit function reputation with stakeholders and management
• Build sustainable quality programmes that support long-term success

21 CPE Points

Competencies

·        Professionalism

·        Performance (Organisational governance | Risk management | Internal control)

·        Leadership and communication (Audit plan and coordinating assurance efforts | Quality assurance and improvement program)